Risk Profile Override Declaration Page

Your Risk Profiling Score places you in the Low Risk or Moderate Risk category.

Understandard suitability principles, this points toward Balanced Portfolios, Government Debt, or Income Schemes.

Important Notice: This Advisor is licensed exclusively for Securities & Futures Advisory and does not offer fixed-income, money market, or bank deposit products. Capital preservation products of this kind fall outside our regulatory scope.

Client Declaration

I/We agree with the generated Risk Profiling Score and confirm that my/our investment choices will align with the corresponding risk category. I/We understand that if my/our profile score falls under Low/Moderate, the Advisor cannot recommend equity/futures products without an explicit written override.

Advisory Scope & Mismatch Disclosure:

I acknowledge that the Advisor is licensed solely as a Securities & Futures Adviser under SECP regulations. If my risk score indicates a Low or Moderate risk profile, my optimal asset allocation under standard risk principles calls for debt/fixed-income instruments, which fall outside the Advisor’s statutory licensing scope.

I explicitly confirm that:

1. This high-risk allocation decision is made strictly upon my/our independent judgment and direction, contrary to the generated risk score.

2. I fully understand that equity and futures instruments carry inherent market volatility, liquidity risk, and potential risk of total capital loss.

3. I acknowledge that the Advisor does not provide fixed-income or money market products under its licensing scope and has provided no advice recommending high-risk equity/futures instruments for this order.

4. I shall hold the Advisor, its directors, and representatives harmless against any financial losses, market risks, or adverse outcomes resulting from transactions executed pursuant to this unsolicited
directive.

Full Name

Full Name as on CNIC

Override Name Score

Email

Risk Score Override

I direct an unsolicited high-risk allocation, overriding my risk score

I/We acknowledge that my/our Risk Profiling Questionnaire score indicates a Low / Moderate Risk Profile requiring capital preservation/fixed-income instruments. However, I/we hereby explicitly instruct the Advisor to execute transactions in high-risk listed Equities and/or Futures contracts on an unsolicited basis.

Your Risk Profiling Score places you in the Low Risk or Moderate Risk category.

Advisory Scope & Mismatch Disclosure:

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